Abstract
Diabetic macular oedema (DMO) is the leading cause of vision loss in patients living with diabetes. DMO results from hyperglycaemia-induced activation of pathways that lead to oxidative stress and release of cytokines, impairing the inner and outer blood–retinal barriers. Improved understanding of the pathophysiological mechanisms leading to DMO have led to the development of effective therapies, including vitreoretinal surgery, laser photocoagulation, intravitreal anti-vascular endothelial growth factor drugs and corticosteroids. Advances in imaging, including fluorescein angiography and optical coherence tomography, have also enhanced diagnosis and management of the condition. Despite these advances, there remain patients who do not respond completely to therapy, reflecting the complex pathophysiology of DMO. These patients may be considered treatment-resistant. In this review, we summarise the pathophysiology of DMO, as well as the available treatments and their mechanism of action. Additionally, we focus on treatment-resistant disease and review the literature on potential options for managing this complication of diabetes.
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Introduction
Diabetic macular oedema (DMO) is a leading cause of vision loss and the most common cause of vision loss in diabetic patients, affecting an estimated 21 million people worldwide in 2010 [1, 2]. DMO typically affects adults of a working age, and therefore has not only direct costs to the healthcare system but indirect costs incurred by lost productivity [1, 3].
The prevalence of DMO varies among the diabetic population, with the condition affecting 14.3% and 5.6% of type 1 and type 2 diabetic patients, respectively. Duration of diabetes is a risk factor, with 3.2% of those living with diabetes for less than 10 years affected compared with 20.0% of those having diabetes for more than 20 years. The prevalence of DMO is also higher among those with poorer HbA1c, hypertension and serum cholesterol > 4.0 mmol/l [2].
The diagnosis and management of DMO was standardised by the Early Treatment of Diabetic Retinopathy Study (ETDRS) report number 1 [4]. Macular focal/grid laser photocoagulation was found to halve the rate of vision loss in DMO over 3 years. Macular laser therapy consequently remained the standard of care for DMO for over two decades.
In recent decades, the pathophysiological pathways involved in the development of DMO have been better identified. Consequently, new classes of therapies have been studied and developed in addition to macular laser therapy, initially intravitreal corticosteroids and subsequently anti-vascular endothelial growth factor (VEGF) drugs. Furthermore, imaging advances with optical coherence tomography (OCT) and fluorescein angiography (FA) have allowed for improved diagnosis, assessment of prognosis and monitoring response to therapy.
Despite these advances, there remains a proportion of patients who do not adequately respond to the current standard of care pharmacological therapeutic options. Although this phenomenon may be termed treatment-resistant DMO, there is no consensus on the definition of DMO.
Indicators commonly used to measure treatment effectiveness are duration of, number of, and response to previous treatments in conjunction with visual acuity, central macular thickness (CMT) and residual oedema presenting within or under the retina. Although clinical trial data guide the prevalence of treatment resistance with pharmacotherapy based on these criteria, these indicators have limitations. For example, there is less lost vision to be regained in a patient with a better presenting visual acuity and CMT values differ depending on the OCT machine used [5].
In the Diabetic Retinopathy Clinical Research network (DRCR.net) Protocol I study (ClinicalTrials.gov: NCT00444600), treatment success was defined as visual acuity equivalent to 20/20 or a CMT < 250 μm. Approximately 75% of patients were incomplete responders according to these criteria following four loading doses of ranibizumab at 16 weeks of follow-up. Despite additional laser therapy being given to all arms in this study, 40–50% of participants in the ranibizumab and triamcinolone arms were incomplete responders following 12 months of therapy [6]. These rates did not change significantly at 2 years of follow-up, suggesting that response is likely to be seen following 4–12 months of therapy. Similar rates of response to anti-VEGF drugs have been found in the DRCR.net Protocol T study (ClinicalTrials.gov: NCT01627249) [7]. As such, reasonable criteria for treatment resistance based on trial data would be at least four to six treatments with intravitreal pharmacotherapy with at least 6 months of follow-up and significant residual oedema visualised on OCT. Many authors have attempted to identify and treat treatment-resistant DMO. These studies, including their criteria for defining treatment resistance, are summarised in Table 1.
Treatment resistance likely reflects the complex pathophysiology of DMO. This review summarises the pathophysiology of DMO, mechanisms of action for established therapies and reviews case series and trials for the management of treatment-resistant DMO.
Systematic literature search
A systematic literature search was performed using MEDLINE (from 1966 to February 2016) and EMBASE (from 1950 to February 2016). Keywords searched included: refractory, recalcitrant, treatment-resistant, switching, pathogenesis, VEGF, risk factors, genetics, steroid, laser, vitrectomy, optical coherence tomography, fluorescein angiography and diabetic macular oedema. The reference lists of cited papers were examined to find additional articles of relevance. Only papers published in English from peer-reviewed articles and original descriptions were included and there were no restrictions applied to study type.
Pathophysiology
The pathophysiology of DMO is multifactorial and complex, involving mechanical and biochemical pathways triggered by hyperglycaemia. Better understanding of these pathways has led to the development of effective therapies, including laser photocoagulation, vitreoretinal surgery and systemic and ophthalmic pharmacotherapy.
The common pathway that leads to macular oedema in DMO as well as other exudative retinal conditions is breakdown of the blood–retinal barrier (BRB) [8]. The BRB consists of the inner BRB and the outer BRB, which exist to maintain homeostasis in the neural tissue. The inner BRB is formed by tight junctions between retinal endothelial cells, the surrounding basal lamina, pericytes, astrocytes and microglia. The outer BRB is formed by the tight junctions between retinal pigment epithelium (RPE) cells. Impaired integrity of the BRB leads to leakage of plasma solutes into the interstitial spaces, causing oedema through increased osmotic pressure. Fluid subsequently accumulates in different spaces within and underneath the retina, as shown in Fig. 1.
Disruption of the BRB in diabetic retinopathy results from the release of inflammatory cytokines and growth factors in states of chronic hyperglycaemia. Important factors implicated include VEGF-A, placenta growth factor (PlGF), IL-8, IL-6, IL-1β, TNF-α and matrix metalloproteinases [8–10].
Hyperglycaemia-mediated activation of several identified biochemical pathways promotes the formation of these factors. These mechanisms include increased flux through the polyol pathway, activated protein kinase C (PKC) and the formation of AGEs.
Aldose reductase uses NADPH to reduce excess glucose to sorbitol in the polyol pathway. While some sorbitol is oxidised to fructose by sorbitol dehydrogenase through the use of NAD+, the majority remains unchanged. The consumption of NADPH in this pathway prevents the regeneration of glutathione and other free radical scavengers, increasing oxidative stress on the cell [11].
Diacylglycerol increases in hyperglycaemic states, and activates PKC, the β isoform of which is found in high concentrations in the retina [12]. Activated PKC-β mediates retinal vascular permeability, leading to hypoxia, and upregulates VEGF signalling pathways, leading to further BRB impairment [13].
Hyperglycaemia also causes non-enzymatic glycation of plasma proteins and the basal lamina, which leads to the production of AGEs. Accumulation of AGEs in the vitreous causes cross-linking of collagen, leading to an abnormally adherent vitreoretinal interface [14]. These mechanical forces contribute to DMO. AGEs also bind to AGE receptors in Müller cells, causing upregulation of nuclear factor-κB, which increases the transcription of inflammatory cytokines and VEGF [15]. BRB function may be affected directly by AGE-mediated alterations of transmembrane proteins, such as integrins [8].
The development of DMO is a multifactorial process. Disease refractory to a particular therapeutic approach may reflect a failure to recognise one or a combination of the pathways involved or upregulation of other growth factors, as discussed below [9, 16]. Improved understanding of DMO pathophysiology will lead to more effective treatment of DMO.
Imaging
The diagnosis and management of DMO is facilitated by multiple imaging techniques. Fundus FA visualises the retinal vasculature and identifies lesions of diabetic retinopathy, areas of ischaemia, demonstrated by capillary dropout, and areas of impaired BRB function, demonstrated by leakage of dye. It can help predict prognosis and response to treatment in DMO. An illustration of this is diffuse DMO, defined by fluorescein leakage involving most of the macula. This form of DMO is more difficult to treat than focal DMO involving leakage from identified lesions [17]. Another important example is the degree of capillary non-perfusion and macular ischaemia, shown by an enlarged foveal avascular zone.
With the development of ultra-widefield imaging, FA can be performed with visualisation of up to 200° of the retina (Fig. 2). Extensive ischaemia in the retinal periphery has been associated with recalcitrant disease and ultra-widefield FA may help identify DMO that is likely to be treatment-resistant [18].
OCT uses light interference to produce high-resolution ultrastructural images of the macular region. These images allow cross-sectional visualisation of oedema, similar to a histological section (Fig. 1). OCT technology has developed significantly in recent years. The resolution and acquisition speed of scanning has improved from early time-domain OCT to current spectral-domain OCT (SD-OCT). SD-OCT allows for improved axial resolution and imaging of deeper structures including the choroid, which can be affected in DMO [19]. Coupled with eye tracking, newer machines allow for reliable and reproducible quantifiable measurements of the CMT. Serial imaging with OCT is critical in the management of DMO. Indeed, the ETDRS criteria for clinically significant macular oedema are becoming less relevant as OCT has established itself as the new reference standard for the diagnosis and monitoring of DMO [20].
Recognising morphological biomarkers, such as those apparent on OCT or FA, may become an important factor in predicting which patients are likely to have recalcitrant disease, guiding individual treatment regimens [21]. Future improvements in imaging, such as OCT angiography, which non-invasively visualises retinal capillary layers, may play a role in the diagnosis, monitoring and management of DMO [22].
Environmental and genetic factors
Hypertension, established cardiovascular disease, advanced diabetic retinopathy and proliferative diabetic retinopathy (PDR) have been associated with diffuse DMO in retrospective series [23]. Despite this correlation, controlling blood glucose, blood pressure and lipid control had no benefit in modifying DMO prognosis in the prospectively designed Action to Control Cardiovascular Risk in Diabetes (ACCORD) study (ClinicalTrials.gov: NCT00000620) [24].
A recent meta-analysis of randomised clinical trials of lipid control showed no strong relationship between dyslipidaemia and DMO [25]. However, statins may have an independent effect on stabilising the BRB by reducing retinal vascular inflammation rather than by their lipid-lowering effect alone [26].
Fenofibrate, which is thought to exert its therapeutic effect on diabetic retinopathy through non-lipid biochemical pathways, has shown some promise in the management of DMO. The Fenofibrate Intervention and Event Lowering in Diabetes (FIELD) study (ISRCTN 64783481) demonstrated that participants who received fenofibrate vs placebo were less likely to require laser therapy for both PDR as well as DMO [27]. In the ACCORD Eye Study, participants who used fenofibrate had less progression of retinopathy compared with those receiving placebo, although this study demonstrated no benefit in the improvement of DMO [28]. The addition of fenofibrate and statins to the management of patients with treatment-resistant DMO may be a consideration for physicians.
Many clinical trials evaluating the treatment of DMO exclude patients with uncontrolled diabetes based on their HbA1c. This selection bias makes management of these patients especially challenging given the scant evidence to support the use of therapies. Additionally, these patients may represent a significant proportion of those with recalcitrant disease. While the role of systemic medical therapy for DMO is unclear, preventing the progression of retinopathy should be a clear goal in management strategies for all diabetic patients, especially given the association between HbA1c and worsening retinal ischaemia [29].
There are disparities in the risk of developing diabetic retinopathy among patients of different ethnic groups, even after correction for environmental factors. These differences may be explained by a genetic predisposition to disease. Polymorphisms in the VEGF (also known as VEGFA) gene are associated with severity of retinopathy and an increased risk of development of DMO [30, 31]. Additionally, polymorphisms in the AKR1B1 gene, which encodes aldose reductase, have been associated with diabetic retinopathy development, irrespective of ethnic background [32]. Further studies examining genetic factors associated with DMO may lead to improved diagnosis and tailored treatments for this condition. These factors may also be determinants for response to treatment and therefore contribute to treatment resistance.
Laser therapy
The ETDRS demonstrated that focal/grid argon laser photocoagulation of macular lesions led to a significant reduction in vision loss in eyes with ‘clinically significant macular oedema’ [4]. This was defined as retinal thickening within 500 μm of the macular centre, hard exudates within 500 μm of the macular centre with adjacent retinal thickening and/or one or more disc diameters of retinal thickening, part of which is within one disc diameter of the macular centre. Figure 3 is a fundus photography illustrating an example of clinically significant DMO prior to and following ETDRS-guided laser photocoagulation.
While the rate of vision loss was halved in this study, visual improvements were modest or non-existent. Vision improvements are seen in approximately 15% of patients after 3 years of follow-up [33]. Using vision criteria, treatment resistance with macular laser therapy reaches rates of 85%.
Macular laser photocoagulation improves DMO through a number of proposed mechanisms. First, photoreceptors and RPE cells are destroyed via a photothermal mechanism, thus reducing oxygen consumption. This reduced oxygen consumption in the outer retina is postulated to increase oxygen flux from the choroid to the inner retina, thus leading to arteriolar constriction and a decrease in the hydrostatic forces that drive oedema [34]. Second, photocoagulation induces changes to the RPE cells, causing their proliferation and the release of cytokines such as TGF-β, which antagonise the effects of VEGF [35]. Finally, there can be direct ablation of microaneurysms contributing to oedema, identified as leaking on FA.
Macular laser photocoagulation has the risk of causing several sight-threatening complications, including scotoma, choroidal neovascularisation and subretinal fibrosis [36]. Given these risks and the availability of anti-VEGF drugs, macular focal/grid laser therapy is now generally reserved for non-centre-involving DMO. From the 3 year results of the DRCR.net Protocol I study, use of focal/grid laser therapy may even lead to poorer long-term visual outcomes in patients with DMO when initiated at the same time as anti-VEGF therapy [37].
Recent advances in technology have led to the development of lasers with lower energies and different wavelengths, duration of pulses and pattern deliveries, which aim to target pathology directly. This aims to reduce collateral damage to the retina and surrounding structures.
Diode lasers, for example, which have a shorter pulse length, are effective in the management of DMO. A 12 month randomised controlled trial compared conventional argon laser with micropulse diode photocoagulation for the management of clinically significant DMO and found anatomical and functional outcomes to be similar [38]. The photothermal effect of these micropulse lasers is designed to be confined to the RPE, thus sparing complications associated with damage to the photoreceptor and nerve fibre layer, and loss of ganglion cells. These therapies may also be more comfortable for the patient as choroidal heating is less likely to occur. Whether micropulse laser can be effective as an adjunct to other therapies for DMO is yet to be investigated.
Future directions for laser photocoagulation include the treatment of peripheral ischaemia identified on ultra-widefield FA. These ischaemic areas have been hypothesised to drive DMO in treatment-resistant patients and laser photocoagulation may play a role in management of these individuals [18, 29].
Surgical management
The vitreous body is variably attached to the inner limiting membrane (ILM) of the neurosensory retina at macula. Over time, this vitreoretinal adhesion can weaken and the vitreous pulls away from the macula. If this separation is complete, it is termed a posterior vitreous detachment (PVD). If incomplete, remaining adhesions in a partial PVD can cause traction at the macula in a condition termed vitreomacular traction (VMT).
Vitreoretinal interface abnormalities such as these may be part of the pathophysiology of DMO and related to AGE-mediated pathways as previously described. DMO associated with a thickened and taut posterior vitreous face and VMT has been shown to be responsive to vitrectomy [39]. In this surgical procedure, the vitreous body is surgically removed. Vitreomacular adhesion without traction has also been associated with DMO [40]. Vitrectomy causing a PVD has been shown to improve visual and anatomical outcomes in cases of non-tractional DMO, and enzymatic PVD may play a future role in the management of treatment-resistant DMO [41]. The ILM may act as a diffusion barrier to mediators such as VEGF, and peeling this as part of vitrectomy may also improve anatomical outcomes in treatment-resistant DMO [42].
Furthermore, vitrectomy is postulated to improve DMO through increasing oxygen delivery to ischaemic areas via two mechanisms [34]. First, the vitreous is replaced by less viscous aqueous humour, which increases the diffusion capacity of oxygen as well as other molecules as per Fick’s laws of diffusion. Second, fluid currents within the vitreous cavity are able to transport oxygen more efficiently from well-perfused areas to the ischaemic retina. This concept of vitreoperfusion and microplasmin-induced PVD increasing intravitreal oxygen levels has been demonstrated in animal models, supporting this theory [43].
Vitrectomy may be considered in cases refractory to treatment with repeated pharmacotherapy and especially in cases where there is vitreomacular attachment or VMT. As monotherapy, vitrectomy is insufficient to manage DMO as it fails to address the continual production of growth factors and cytokines implicated in pathogenesis. A systematic review and meta-analysis of vitrectomy in eyes without epiretinal membranes or traction showed anatomical improvement in DMO at 6 months’ follow-up. However, this effect was lost at 12 months and there was a suggestion that they could lead to inferior functional outcomes compared with laser [44].
Conversely, removing the vitreous may have implications complicating the management of DMO. The half-life and intravitreal concentrations of injected intravitreal drugs are significantly reduced in vitrectomised eyes, suggesting reduced efficacy of these treatments [45]. One study has demonstrated poorer visual acuity and CMT with anti-VEGF therapy in vitrectomised eyes [46].
Anti-inflammatory therapy
Inflammation plays a key role in the pathogenesis of DMO, with increased expression of inflammatory mediators, leucocyte adhesion, complement activation, macrophage infiltration and acute phase proteins occurring in the disease state [10, 47]. Accumulation of leucocytes coincides with vascular dysfunction, leading to breakdown of the BRB, premature cell injury and death and ischaemia [48]. Experimental data also show that by blocking leucocyte adhesion, BRB breakdown and endothelial cell injury are prevented [49].
Corticosteroids
Treatment of DMO with corticosteroids reduces the vitreous levels of inflammatory cytokines and VEGF [50]. Glucocorticoids function by reducing inflammation and maintaining the BRB through increased expression of tight junction proteins [51].
Three types of corticosteroid have been evaluated for DMO in clinical trials: triamcinolone (Kenalog-40, Bristol-Myers Squibb, Princeton, NJ, USA; Triescence, Alcon, Fort Worth, TX, USA; and Trivaris, Allergan, Irvine, CA, USA); dexamethasone implant (Ozurdex, Allergan, Irvine, CA, USA); and fluocinolone acetonide implant (Retisert, Bausch + Lomb, Rochester, NY, USA; and Iluvien, Alimera Science, Alpharetta, GA, USA).
Macular laser therapy has been compared with intravitreal triamcinolone for DMO in a prospective randomised controlled trial of 84 eyes [52]. The triamcinolone group demonstrated a significant gain in vision at 2 years at the expense of increased cataract formation and elevated intraocular pressure (IOP), both common adverse events in trials evaluating intravitreal steroids [53]. Similar results have been found in other studies comparing triamcinolone with laser therapy [54, 55]. The DRCR.net Protocol I compared ranibizumab in combination with prompt or delayed laser therapy vs triamcinolone and prompt laser therapy vs laser therapy and sham injections in a total of 854 eyes [56]. The reduction in CMT was similar in all groups, but there was no improvement in visual acuity in the triamcinolone arm compared with laser alone, which was accounted for by cataract formation. Indeed, when individuals with pseudophakia were analysed as a subgroup, the visual improvement in the triamcinolone arm was comparable with that in the ranibizumab-treated arms [56].
In a randomised controlled trial of 171 eyes, 0.35 mg and 0.7 mg dexamethasone implants were evaluated for DMO (ClinicalTrials.gov: NCT00035906) [57]. While there were significant reductions in CMT, the best-corrected visual acuity (BCVA) was unaffected. The Macular Edema: Assessment of Implantable Dexamethasone in Diabetes (MEAD) study (ClinicalTrials.gov: NCT01492400) subsequently demonstrated anatomical and BCVA improvement with 0.35 mg and 0.7 mg dexamethasone implants compared with a sham procedure in a larger study of 1,048 eyes [58]. The 0.7 mg implant was compared head-to-head with bevacizumab in the prospective randomised controlled BEVORDEX study (ClinicalTrials.gov: NCT01298076), which found similar improvements in visual acuity but superior reduction of CMT in dexamethasone-treated eyes. Additionally, fewer treatments were required in the dexamethasone arm [59].
Fluocinolone implants, which contain 0.59 mg of fluocinolone acetonide, release approximately 0.5 μg of drug per day for approximately 3 years. The surgically inserted Retisert implant was compared with sham injections combined with standard of care laser therapy in a prospective randomised trial of 196 eyes (ClinicalTrials.gov: NCT00502541). While this study showed improved visual outcomes for the fluocinolone arm, there were notable complications, with surgical intervention required for cataract in 91% of phakic participants and ocular hypertension in 33.8% participants [60].
The Fluocinolone Acetonide for Macular Edema (FAME) study (ClinicalTrials.gov: NCT00344968) was a randomised trial of 953 eyes that compared 0.2 or 0.5 μg/day Iluvien implants delivered via an intravitreal injection with sham injections [61]. After 24 months, eyes gained an average of 4.4 and 5.4 letters in the low- and high-dose fluocinolone groups, respectively, compared with 1.7 letters in the sham group. Additionally, this preparation had lower rates of intervention for ocular hypertension and cataract than the trial of Retisert. Currently, Iluvien is the only preparation approved for use in DMO.
Given the side effects of steroids, they are generally reserved as second-line therapy after anti-VEGF drugs. Indeed, this is why switching therapy from steroid to anti-VEGF is scantly reported [62–64]. However, with the need for regular injections reduced, there can be an argument made for the use of these agents earlier in a treatment algorithm, especially in pseudophakic eyes. Caution is required, and close monitoring is needed to assess for elevated and uncontrolled IOP, which can lead to rapid visual loss.
Non-steroidal anti-inflammatory drugs
Despite the efficacy of steroid therapy for DMO, the response to topical non-steroidal anti-inflammatory drugs (NSAIDs) has not been demonstrated in clinical trials [65]. The DRCR.net Protocol R study (ClinicalTrials.gov: NCT01331005) compared 0.1% nepafenac with placebo and demonstrated no anatomical or visual benefit after 12 months of therapy for non-centre-involving DMO [66].
An animal model has demonstrated the benefit of high-dose systemic aspirin in the suppression of BRB breakdown, but the translational dose in humans of 50 mg/kg would result in severe side effects [67].
Switching from anti-VEGF to steroid
Higher intravitreal levels of inflammatory cytokines are associated with more severe DMO, suggesting that inflammation may play a greater role in treatment-resistant disease [68]. Chronic DMO may also be more likely to be driven by inflammatory cytokines. In the long-term follow-up of the FAME study, eyes with DMO for longer than 3 years had superior visual outcomes to those with a shorter history [61]. Switching therapy from anti-VEGF agents, which may be more efficacious earlier in the natural history of DMO, to steroid therapy follows this rationale.
Several studies have assessed the utility of a dexamethasone implant for DMO resistant to anti-VEGF therapy, as summarised in Table 1. These are mostly retrospective case series or prospective cohort studies, most of which demonstrated both anatomical and visual improvement at the end of follow-up [69–77]. The only randomised controlled trial assessing dexamethasone for anti-VEGF-resistant DMO found an anatomical benefit in combination with bevacizumab, but demonstrated no change in BCVA at 12 months [73]. Switching therapy to intravitreal triamcinolone is also effective, but the duration of action is limited compared with dexamethasone implants [78, 79].
Anti-VEGF therapy
The identification of VEGF-A as a key growth factor in the pathogenesis of DMO has revolutionised the management and treatment outcomes of this condition. The VEGF molecule stimulates angiogenesis, increases the permeability of capillary endothelium and decreases inhibition of pro-apoptotic proteins [80]. It is released by glial cells (including Müller cells, astrocytes and ganglion cells) as well as endothelial and RPE cells in response to the hyperglycaemia-mediated mechanisms previously discussed [81]. Five members of the VEGF family have been identified in humans (VEGF-A, VEGF-B, VEGF-C, VEGF-D and PlGF), with VEGF-A being implicated in the pathogenesis of ocular angiogenic diseases [80]. This protein binds to and activates the tyrosine kinase receptors VEGF receptor (VEGFR)-1 and VEGFR-2. PlGF additionally may play a role in the development of diabetic retinopathy, being found in increasing concentrations in proportion to the degree of ischaemic retinopathy [82]. It also alters RPE permeability, opening tight junctions and leading to the accumulation of subretinal fluid and retinal oedema [83].
Treatment with anti-VEGF drugs has now become the standard of care in many cases of DMO. There are currently four drugs used as intravitreal injections which target the VEGF pathway directly, summarised in Table 2: pegaptanib (Macugen, Eyetech Pharmaceuticals, Cedar Knolls, NJ, USA), bevacizumab (Avastin, Genentech, San Francisco, CA, USA), ranibizumab (Lucentis, Genentech) and aflibercept (Eylea, Regeneron, Tarrytown, NY, USA).
Pegaptanib is a pegylated anti-VEGF aptamer that competitively binds the VEGF-A 165 isoform, which has been demonstrated to be a key promoter of BRB breakdown [84]. It was evaluated in a double-blind sham-controlled trial (ClinicalTrials.gov: NCT00605280), which found patients in the pegaptanib arm had a greater improvement in visual acuity and a reduced need for rescue focal/grid laser therapy at both 36 weeks and 2 years of follow-up [85]. It has not been evaluated in any other published trial comparing it head-to-head with other therapies.
Bevacizumab, a recombinant full-length humanised monoclonal antibody that binds to the receptor-binding site for all isoforms of VEGF-A, was initially used as systemic therapy for the treatment of malignancies. It is currently used ‘off label’ for DMO. The randomised controlled Bevacizumab Or Laser Therapy (BOLT) study (eudract.ema.europa.eu: 2007-000847-89) of 80 eyes showed bevacizumab to be more effective at improving visual and anatomical outcomes than macular focal/grid laser therapy [86]. The improvements in BCVA and reduction of CMT were maintained after 2 years of follow-up.
Ranibizumab is a recombinant humanised monoclonal antigen-binding fragment that neutralises all forms of VEGF-A. Ranibizumab Monotherapy or Combined with Laser versus Laser Monotherapy for Diabetic Macular Edema (RESTORE) (ClinicalTrials.gov: NCT00687804), a three-arm randomised trial, compared intravitreal ranibizumab with or without macular laser vs sham injections with macular laser. This study showed improvements in both visual and anatomical outcomes in both ranibizumab arms, with no additional benefit from laser therapy [87]. In addition to the Protocol I study described previously, RIDE/RISE (ClinicalTrials.gov: NCT00473330/NCT00473382) were two multicentre studies comparing 0.3 mg and 0.5 mg doses of intravitreal ranibizumab and sham injections with adjunctive focal/grid laser photocoagulation according to per-protocol-specified criteria. Over twice as many participants treated with ranibizumab gained more than 15 letters in visual acuity after 24 months of follow-up compared with the laser-rescue group [88].
Aflibercept is a recombinant protein produced by the fusion of the second Ig domain of VEGFR-1 and the third Ig domain of VEGFR-2 with the constant Fc portion of the IgG1. It acts as a decoy receptor for all isoforms of VEGF-A, VEGF-B and PlGF [89]. The safety and efficacy of aflibercept in managing DMO has been investigated in the phase II DME And VEGF Trap-Eye INvestigation of Clinical Impact (DAVINCI) trial (ClinicalTrials.gov: NCT00789477), the phase III VISTA/VIVID studies (ClinicalTrials.gov: NCT01363440/NCT01331681) and DRCR.net Protocol T [7, 90, 91]. DAVINCI and VISTA/VIVID demonstrated superiority of aflibercept in reducing CMT and improving visual acuity compared with ETDRS-guided laser photocoagulation [90, 91].
Protocol T was a double-blind three-arm multicentre phase III randomised controlled trial that compared bevacizumab 1.25 mg, ranibizumab 0.3 mg and aflibercept 2.0 mg in 660 eyes with DMO [7]. There was no clinically meaningful difference among these three drugs in improving BCVA. However, a post-hoc analysis demonstrated a greater benefit with aflibercept in patients presenting with a poorer visual acuity (<69 ETDRS letters). Additionally, aflibercept and ranibizumab were both superior to bevacizumab in reducing mean CMT; however, the difference between aflibercept and ranibizumab was not significant.
Systemic side effects have been flagged as a potential complication of anti-VEGF therapy. In the RISE/RIDE study, there was an increase in the number of thromboembolic events and deaths in the 0.5 mg group compared with the laser group. While this difference did not reach statistical significance, other studies have suggested an association between ranibizumab and non-ocular haemorrhage and potentially other cardiovascular events [7]. However, there is a lack of good-quality evidence that would enable effective comparison of agents and definitive conclusions about the systemic safety of these drugs to be drawn [92].
Switching between anti-VEGF agents
Though all of these drugs block the action of VEGF, differences in size, structure, mechanism of action and half-lives result in different clinical effects, as demonstrated in Protocol T. Consequently, resistance to anti-VEGF drugs is not uncommon. These drugs may also be more effective earlier in the natural history of DMO. When the sham arm in RISE/RIDE was switched to ranibizumab after 24 months, the gains in vision were less than in those started on ranibizumab earlier [88].
Previous studies of treatment-resistant neovascular age-related macular degeneration (nAMD) have shown benefit in switching therapy from one anti-VEGF drug to another, prompting others to investigate this approach in DMO [93]. These studies, summarised in Table 1, are heterogeneous in their design, inclusion and exclusion criteria and follow-up, making comparison difficult. However, there seems to be a universal anatomical improvement after switching from bevacizumab to ranibizumab [94–96]. and there may be a benefit in switching from either of these drugs to aflibercept [97–99]. The benefits of switching most likely have to do with improved binding affinity with VEGF and blockade of PlGF with aflibercept [100].
Dose response
Compared with nAMD, the intravitreal concentration of VEGF in DMO may be higher, suggesting there may be a role for increased blockade of the VEGF pathway for treatment-resistant disease [101].
The Residual Edema Evaluation with Ranibizumab 0.5 mg and 2.0 mg Formulations for Diabetic Macular Edema (REEF) study (ClinicalTrials.gov: NCT01292798) examined the effects of 0.5 mg and 2.0 mg ranibizumab on visual and anatomical outcomes for patients with bevacizumab-resistant DMO [95]. All participants were started on a 0.5 mg dose, which was increased to 2.0 mg if there was residual DMO after 3 months. Overall, 76% of patients demonstrated anatomical improvement with 0.5 mg ranibizumab. Of the remainder, who were switched to a 2.0 mg dose, 50% demonstrated anatomical improvement. The Ranibizumab for Edema of the Macula in Diabetes: Protocol 3 With High Dose (READ-3) study (ClinicalTrials.gov: NCT01077401) randomised participants with DMO to receive either 0.5 mg or 2.0 mg of ranibizumab; 6 month results showed no benefit with the higher dose of therapy [102]. It is likely that the effects of higher doses of ranibizumab may be equivocal. Similarly, a head-to-head study of 1.25 mg and 2.5 mg doses of bevacizumab showed no difference in BCVA or CMT between the groups after 6 months of therapy [103].
Combination therapy
The combination of anti-VEGF agents and corticosteroids may be more effective in certain patients whose DMO is difficult to control with anti-VEGF agents alone. In a three-arm randomised trial, bevacizumab was compared with combination bevacizumab/triamcinolone and macular laser photocoagulation. After 16 weeks of follow-up, combination therapy for these patients provided a longer period of BCVA and CMT improvement [104].
Several studies have explored the efficacy of combined laser and anti-VEGF therapy, with rescue laser therapy forming part of several key trials of anti-VEGF, including Protocol T [7]. Although some smaller prospective studies have shown reduced need for intravitreal injections with combined laser therapy, larger trials such as RESTORE showed no benefit with combination laser and ranibizumab [87, 105]. A three-arm trial compared intravitreal bevacizumab, macular laser photocoagulation and a combination of the two. There was a significant improvement in visual acuity and CMT reduction in both bevacizumab treatment arms at 1 month, but this was not maintained in the bevacizumab monotherapy arm at 3 and 6 months. This study was limited by having only a single treatment and a 6 month follow-up [105].
Summary
Incomplete response to treatment for DMO has been described since the ETDRS report number 1 in 1985. Focal/grid macular laser therapy used in this study has limitations for treating DMO and may result in poorer visual outcomes through photoreceptor damage and other complications. OCT, ultra-widefield FA, new laser technology, vitrectomy and a range of pharmacotherapies are available as diagnostic and treatment tools for treating clinicians. Although corticosteroid and anti-VEGF drugs have been shown to be more effective than argon laser in clinical trials, suboptimal response continues to be observed in a subgroup of these patients. Resistance to pharmacotherapy may represent abnormalities in the vitreoretinal interface. Anti-VEGF resistance may represent a progression in the natural history of DMO, with inflammation or alternative growth factors or cytokines increasingly contributing to the pathophysiology over time. The dynamic nature of DMO means that treatment modalities may need to be individualised throughout the course of treatment. Efficacy for therapies must be balanced with their risks. Trials evaluating treatment-resistant DMO are heterogeneous in design, follow-up, eligibility criteria and intervention. Therefore, formulating recommendations becomes challenging given the scarcity of strong scientific data. Nevertheless, from the current studies reviewed in this paper, patients who are refractory to one treatment may benefit from switching to a different agent or a combination therapy. The role of surgical procedures such as vitrectomy in treating medically treatment-resistant DMO needs further exploration.
Abbreviations
- ACCORD:
-
Action to Control Cardiovascular Risk in Diabetes
- BCVA:
-
Best-corrected visual acuity
- BRB:
-
Blood–retinal barrier
- CMT:
-
Central macular thickness
- DMO:
-
Diabetic macular oedema
- DRCR.net:
-
Diabetic Retinopathy Clinical Research Network
- ETDRS:
-
Early Treatment of Diabetic Retinopathy Study
- FA:
-
Fluorescein angiography
- FAME:
-
Fluocinolone Acetonide for Macular Edema
- ILM:
-
Inner limiting membrane
- IOP:
-
Intraocular pressure
- nAMD:
-
Neovascular age-related macular degeneration
- OCT:
-
Optical coherence tomography
- PDR:
-
Proliferative diabetic retinopathy
- PKC:
-
Protein kinase C
- PlGF:
-
Placenta growth factor
- PVD:
-
Posterior vitreous detachment
- RESTORE:
-
Ranibizumab Monotherapy or Combined with Laser versus Laser Monotherapy for Diabetic Macular Edema
- RPE:
-
Retinal pigment epithelium
- VEGF:
-
Vascular endothelial growth factor
- VMT:
-
Vitreomacular traction
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AC is a consultant for Novartis, Bayer and Alcon and has received research grant funding from Bayer. All other authors declare that there is no duality of interest associated with their contribution to this manuscript.
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BB completed the systematic literature search and drafted the manuscript. MZ, TH and AC were responsible for reviewing, editing and modifying the manuscript critically for intellectual content. All authors approved the final version of the manuscript.
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Bahrami, B., Zhu, M., Hong, T. et al. Diabetic macular oedema: pathophysiology, management challenges and treatment resistance. Diabetologia 59, 1594–1608 (2016). https://doi.org/10.1007/s00125-016-3974-8
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DOI: https://doi.org/10.1007/s00125-016-3974-8